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Proprietary Standards:

Alternative Data Questionnaire
(January 13, 2024)

Europe Plia Standard Multiple-Choice Questionnaire
(October 4, 2023)

US Plia Standard Multiple-Choice Questionnaire
(August 30, 2023)

US Plia Standard Questionnaire (January 14, 2021)

Europe Plia Standard Questionnaire (July 20, 2020)

Third-Party Standards:

AFME / IA Equities Electronic Order Handling Questionnaire (March 2024)

Hong Kong SFC Code of Conduct - Schedule 7 (December 2020, pages 116-128)

The Investment Association - FX Algo Electronic Trading

(February 2021)

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