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Dot Waves

Proprietary Standards:

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Alternative Data Questionnaire
(January 13, 2024)

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Europe Plia Standard Multiple-Choice Questionnaire
(October 4, 2023)

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US Plia Standard Multiple-Choice Questionnaire
(August 30, 2023)

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US Plia Standard Questionnaire
(January 14, 2021)

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Europe Plia Standard Questionnaire
(July 20, 2020)

Third-Party Standards:

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AFME / IA Equities Electronic Order Handling Questionnaire
(March 2024)

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Hong Kong SFC Code of Conduct - Schedule 7
(December 2020, pages 116-128)

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The Investment Association - FX Algo Electronic Trading

(February 2021)

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